Investments

• • • Overcharged Investment Fees
      Themes: Discretionary investment management, fees and charges, deprivation of funds, professional rates.
    • Improper trading on a portfolio of investments
      Themes: Advisory non-managed account, deferred payment, rolled over stock, improper trading.
    • Unsuitable Investment Advice 1
      Themes: Unsuitable investments, active investors, investment concentration, investor risk profiling, industry benchmarks
    • Unsuitable Investment Advice 2
      Themes: Unsuitable investments, active investors, investment concentration, investor risk profiling, industry benchmarks
    • Overconcentrated Investment
      Themes: Unsuitable investments, investment concentration, investor risk profiling, industry benchmarks
    • Stalemate returning funds to investor
      Themes: proof of address, unusual circumstances, sensible application of rules
    • Investments: advisory responsibility of the Bank
      Themes: unsuitable investments, placing complainants back in the position they would have been in, tax losses